“We created LionShare to help our advisors reach unique boutique managers to solve their client's needs."
John A. Kailunas II
"The LionShare program is a unique opportunity for the Portfolio Managers to directly interact not only with the Advisors attending but with each other as well."
Larry Taunt, CFP®, ChFC®, CLU®, CASL®
"The LionShare program offers a great opportunity to build a stronger team. The portfolio managers and the Regal advisors have a forum to work together to make each other better."
"My favorite aspect of being a Boutique Money Manager for Regal is the opportunity to engage directly with the Advisors, whether it’s a casual conversation about the stock market or assisting in the development of an investment case for a prospective client with complex challenges."
Tyler Hardt, CFA®
Durand Capital Partners
Durand Capital Partners adheres to the investment philosophy called the “small p” and the “BIG P”.
- The “small p” stands for participate. We want to participate when the market is doing well.
- The “BIG P” stands for PROTECT. We focus everyday on PROTECTING investors’ assets and mitigating risk as much as possible.
In our view, it is much more important to manage our strategies with an eye on capital preservation and risk mitigation than it is to focus on swinging for the fences. We feel that if we can minimize the draw-downs then we also minimize the need to be overly aggressive. Even if we end up being average in the good years, but are able to significantly mitigate the losses in the bad, over full market cycles our investors will be very well served.VISIT WEBSITE
The North Star Process — Micro to Macro Investing
While our focus is on overlooked small and micro-cap companies, the North Star Mutual Funds actively invest in undervalued companies of all sizes. When considering an investment, we look for opportunities that have the following three characteristics:
- Statistically Undervalued
- Simple Businesses
- Solid, Improving Financials
Pelican Bay Capital Management
Our firm provides discretionary portfolio management services to High Net Worth Families and Endowments through separately managed accounts. It is our goal to offer professional investment strategies that can be incorporated into your existing investment strategy at a discount to the typical advisory fee. By keeping more for yourself we believe you can achieve superior after-fee returns.
Pelican Bay Capital Management provides our clients the opportunity to invest in three distinct portfolios, that are each thoughtfully designed to meet the various needs of our clients. Each portfolio is differentiated from typical investment offerings found at many Financial Advisor’s.At the core of each portfolio lies a disciplined value philosophy.
- Concentrated Value Portfolio
- Dynamic Income Allocation Portfolio
- Phoenix Portfolio
Regalfolios are risk-based allocations featuring low cost ETFs with diversified exposure to a broad range of asset classes. The portfolios are allocated based on risk profile and the assets are weighted to match the selected risk profile. Regalfolios is a discretionary strategy and will have the specific objectives of Conservative, Moderate, Moderate-Aggressive, Aggressive, Ultra, and Alternative.
LionShare Partner Series
Regal has partnered with an industry leader to bring an all-in-one portfolio and communication strategy for advisors and their clients. Regal’s Sonya Lincolnhol champions the Partner Series offering allocations across 11 different risk models to deliver a more customized approach. These portfolios are built with low cost ETFs across a range of outcomes. The Partner Series is that core holding that sets the foundation for an overall sound investment approach to one’s financial plan.
LionShare Specialty Portfolios
The LionShare platform has two specialty portfolios:
- Tax-Aware Strategy
- ESG Strategy
Tax-Aware invests heavily in tax-advantaged municipal fixed income securities. Portfolios are constructed using low cost ETFs with a number of different risk models to choose from. ESG invests in companies that exhibit positive environmental, social, and governance characteristics. There are 4 models to choose from that meet the goals/needs of individuals that desire socially responsible investing.
Investment advisory services offered through Regal Investment Advisors, LLC, a SEC Registered Investment Advisor. Registration with the SEC does not imply any level of skill or training. The North Star Funds are distributed by Northern Lights Distributors, LLC member FINRA/SIPC. Pelican Bay Capital Management is a State of Florida Registered Investment Adviser. Additional information about Regal Investment Advisors, LLC and Pelican Bay Capital Management, LLC is available on the SEC’s website at www.adviserinfo.sec.gov. Lionshare, Durand Capital Partners and Regal Investment Advisors are affiliated entities. Pelican Bay Capital Management and Northern Lights distributors are independent and unaffiliated entities.